ALTIUM SUB-ADVISORY RELATIONSHIP

SCHWAB

To add Altium as a sub-advisor on your client’s account, you must have your client sign one of the following:

    
    Table Example
    
            Form name
            When to use
        
            Managed Account Marketplace Money Manager Limited Power of Attorney
            Use when adding Altium as a sub-advisor to an existing account
        
            Managed Account Marketplace Account Application
            Use when opening a new account and adding Altium as a sub-advisor

Use the following values:

    
    Table Example
    
            Field name
            Value
        
            Manager Firm Name
            Altium Investment Strategies
        
            Manager Master Account Number
            0867-1390

    
    Table Example
    
            Strategy
        
            Altium Growth
        
            Altium High Yield
        
            Altium Growth & High Yield

For Manager Investment Strategy, choose one of the following Altium strategies available on Schwab Marketplace:

IMPORTANT: Each model must be traded in its own Marketplace Account and cannot be blended with any other investments.

For other sub-advisory questions, please contact support@altiumstrategies.com.

TRADING

All trade requests can be submitted directly through your firm’s private Altium submission portal.

For questions about trading or portal access, please contact your relationship manager directly or reach out to support@altiumstrategies.com.

BILLING

Altium bills quarterly in advance. On-cycle billing occurs in the first month of each quarter. Off-cycle billing is prorated based on the number of days the account was invested.

For non-wrap accounts, Altium bills you clients’ accounts directly.

For wrap accounts, Altium invoices your RIA each quarter.

For any questions pertaining to billing, please contact billing@altiumstrategies.com.